Regulatory source directory
Global Regulatory Alerts
A source-linked selection of public regulator notices. These entries report what the named regulator has published; they are not independent findings by FinGuard Insights.
Editorial standard:
We quote regulator status carefully, link the original notice and record its publication date. A regulator warning is not the same as a court finding. Last checked: 12 October 2026.
Sutherland & Brennan Securities LLP
FCA
Warning
FCA says the firm is not authorised
9 Oct 2026
Official notice ↗
VortexFX / vortexfx.com
FCA
Warning
FCA says the firm is not authorised
6 Oct 2026
Official notice ↗